1.3 PIER 2023 4 2024-01-19T15:54:07Z 2023 10 100.00 43.48 0.00 55.07 1.45 Cboe EDGX Exchange, Inc. 42.03 0.00 0.00 76.32 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (EDGX) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program, and as such Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Cboe EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the CBOE EDGX website directly for detailed price lists: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. CITADEL SECURITIES LLC 37.68 70.00 0.00 13.16 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (CDRG) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers Virtu Americas, LLC 14.49 30.00 0.00 0.00 100.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NITE) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers The Nasdaq Stock Market 5.80 0.00 0.00 10.53 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NSDQ) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the Nasdaq website directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. 100.00 39.58 2.08 43.75 14.58 CITADEL SECURITIES LLC 46.88 68.42 50.00 14.29 85.71 -0.25 -2.3103 0.00 0.0000 -0.02 -9.3333 0.00 0.0000 (CDRG) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers Cboe EDGX Exchange, Inc. 35.42 0.00 0.00 80.95 0.00 0.00 0.0000 0.00 0.0000 0.02 16.0000 0.00 0.0000 (EDGX) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program, and as such Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Cboe EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the CBOE EDGX website directly for detailed price lists: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. Virtu Americas, LLC 15.62 31.58 50.00 0.00 14.29 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NITE) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers The Nasdaq Stock Market 2.08 0.00 0.00 4.76 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NSDQ) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the Nasdaq website directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. 100.00 80.00 0.00 20.00 0.00 Dash/IMC Financial Markets 100.00 100.00 0.00 100.00 0.00 0.48 12.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (DASH) Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Green Pier may incur fees or receive rebates for orders executed on option exchanges. Green Pier does not negotiate, set rates for, or solicit payment for order flow on option orders. Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules. In connection with Dash Financials’ handling of retail listed option orders, Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs 2023 11 100.00 21.54 0.00 78.46 0.00 CITADEL SECURITIES LLC 47.69 71.43 0.00 41.18 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (CDRG) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers Cboe EDGX Exchange, Inc. 40.00 0.00 0.00 50.98 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (EDGX) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program, and as such Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Cboe EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the CBOE EDGX website directly for detailed price lists: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. The Nasdaq Stock Market 6.15 0.00 0.00 7.84 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NSDQ) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the Nasdaq website directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. Virtu Americas, LLC 6.15 28.57 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NITE) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers 100.00 27.14 0.00 40.00 32.86 CITADEL SECURITIES LLC 54.29 63.16 0.00 10.71 100.00 -0.01 -0.2049 0.00 0.0000 0.00 0.0000 0.00 0.0000 (CDRG) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers Cboe EDGX Exchange, Inc. 34.29 0.00 0.00 85.71 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (EDGX) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program, and as such Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Cboe EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the CBOE EDGX website directly for detailed price lists: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. Virtu Americas, LLC 10.00 36.84 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NITE) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers The Nasdaq Stock Market 1.43 0.00 0.00 3.57 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NSDQ) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the Nasdaq website directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. 100.00 83.33 0.00 16.67 0.00 Dash/IMC Financial Markets 100.00 100.00 0.00 100.00 0.00 0.60 12.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (DASH) Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Green Pier may incur fees or receive rebates for orders executed on option exchanges. Green Pier does not negotiate, set rates for, or solicit payment for order flow on option orders. Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules. In connection with Dash Financials’ handling of retail listed option orders, Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs 2023 12 100.00 22.64 0.00 77.36 0.00 CITADEL SECURITIES LLC 52.83 66.67 0.00 48.78 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (CDRG) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers Cboe EDGX Exchange, Inc. 37.74 0.00 0.00 48.78 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (EDGX) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program, and as such Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Cboe EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the CBOE EDGX website directly for detailed price lists: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. Virtu Americas, LLC 9.43 33.33 0.00 2.44 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NITE) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers 100.00 22.92 0.00 67.71 9.38 Cboe EDGX Exchange, Inc. 43.75 0.00 0.00 64.62 0.00 0.00 0.0000 0.00 0.0000 0.02 16.0000 0.00 0.0000 (EDGX) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program, and as such Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Cboe EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the CBOE EDGX website directly for detailed price lists: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. CITADEL SECURITIES LLC 42.71 77.27 0.00 23.08 100.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (CDRG) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers The Nasdaq Stock Market 8.33 0.00 0.00 12.31 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NSDQ) Green Pier may incur fees or receive rebates for orders executed on equity exchanges. Green Pier orders generally meet the exchange’s definition of retail, and as such Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit the Nasdaq website directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that Green Pier routes to that venue. Orders categorized as “Other” may include special order types (e.g. stop orders, All or None, etc.) or orders that Green Pier routes as mid-point. Virtu Americas, LLC 5.21 22.73 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 (NITE) Green Pier Fintech LLC does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market makers