1.3 PIER 2024 4 2025-01-15T16:04:11Z 2024 10 100.00 76.47 0.00 23.53 0.00 Virtu Americas, LLC 58.82 76.92 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 VIRTU Americas, LLC (NITE): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special-order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. CITADEL SECURITIES LLC 17.65 23.08 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Securities LLC (CDRG): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. Cboe EDGX Exchange, Inc. 11.76 0.00 0.00 50.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CBOE EDGX US Equities Exchange (EDGX): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to CBOE EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://www.CBOE.com/us/equities/membership/fee_schedule/edgx/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. The Nasdaq Stock Market 11.76 0.00 0.00 50.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NASDAQ Execution Services, LLC (NSDQ): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. 100.00 32.11 3.67 63.30 0.92 Cboe EDGX Exchange, Inc. 38.53 0.00 50.00 57.97 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CBOE EDGX US Equities Exchange (EDGX): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to CBOE EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://www.CBOE.com/us/equities/membership/fee_schedule/edgx/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. The Nasdaq Stock Market 28.44 0.00 50.00 42.03 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NASDAQ Execution Services, LLC (NSDQ): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. Virtu Americas, LLC 21.10 65.71 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 VIRTU Americas, LLC (NITE): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special-order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. CITADEL SECURITIES LLC 11.93 34.29 0.00 0.00 100.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Securities LLC (CDRG): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. 2024 11 100.00 78.46 0.00 21.54 0.00 CITADEL SECURITIES LLC 40.00 50.98 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Securities LLC (CDRG): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. Virtu Americas, LLC 38.46 49.02 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 VIRTU Americas, LLC (NITE): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special-order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. Cboe EDGX Exchange, Inc. 13.85 0.00 0.00 64.29 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CBOE EDGX US Equities Exchange (EDGX): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to CBOE EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://www.CBOE.com/us/equities/membership/fee_schedule/edgx/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. The Nasdaq Stock Market 7.69 0.00 0.00 35.71 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NASDAQ Execution Services, LLC (NSDQ): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. 100.00 87.98 3.61 8.41 0.00 Virtu Americas, LLC 45.91 52.19 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 VIRTU Americas, LLC (NITE): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special-order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. CITADEL SECURITIES LLC 42.07 47.81 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Securities LLC (CDRG): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. Cboe EDGX Exchange, Inc. 8.89 0.00 60.00 80.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CBOE EDGX US Equities Exchange (EDGX): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to CBOE EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://www.CBOE.com/us/equities/membership/fee_schedule/edgx/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. The Nasdaq Stock Market 3.12 0.00 40.00 20.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NASDAQ Execution Services, LLC (NSDQ): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. 2024 12 100.00 73.33 0.00 26.67 0.00 Virtu Americas, LLC 43.33 59.09 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 VIRTU Americas, LLC (NITE): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special-order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. CITADEL SECURITIES LLC 30.00 40.91 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Securities LLC (CDRG): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. Cboe EDGX Exchange, Inc. 16.67 0.00 0.00 62.50 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CBOE EDGX US Equities Exchange (EDGX): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to CBOE EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://www.CBOE.com/us/equities/membership/fee_schedule/edgx/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. The Nasdaq Stock Market 10.00 0.00 0.00 37.50 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NASDAQ Execution Services, LLC (NSDQ): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. 100.00 93.85 2.05 4.10 0.00 Virtu Americas, LLC 48.78 51.43 0.00 12.50 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 VIRTU Americas, LLC (NITE): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special-order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. CITADEL SECURITIES LLC 45.97 48.57 0.00 9.38 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Securities LLC (CDRG): Green Pier Fintech LLC (‘Green Pier’) does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (i.e. market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types. Green Pier orders generally meet the exchange definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the CBOE EDGX exchange “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the orders are routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. Cboe EDGX Exchange, Inc. 4.10 0.00 43.75 78.12 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CBOE EDGX US Equities Exchange (EDGX): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. In addition, some Green Pier orders may qualify for participation in the exchange’s “retail priority” program. Green Pier attests that those orders are eligible for order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to CBOE EDGX are generally attested as retail, meet the exchange’s definition of “Retail Order, adds liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://www.CBOE.com/us/equities/membership/fee_schedule/edgx/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders. The Nasdaq Stock Market 1.15 0.00 56.25 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NASDAQ Execution Services, LLC (NSDQ): Green Pier Fintech LLC (‘Green Pier’) may incur fees or receive rebates for orders executed on specific equities exchanges. Green Pier orders generally meet the exchange’s definition of retail. Green Pier attests that its retail order flow is eligible for any exchange economics or order handling associated with that designation. Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Non-Marketable Limit orders routed to Nasdaq are generally attested as retail, meet the exchange’s definition of “Rebate to Add Displayed Designated Retail Liquidity”, and qualify for the base rebate rate. Economics associated with Market orders, Marketable Limit orders and other orders may represent a variety of different interaction types on the exchange, including but not limited to participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Orders categorized as “Other” may include special order types including, but not limited to, stop orders and All or None (AON) orders.